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Detailed Report
ROCHELLE ILENE CAIRO
SHELLEY ILENE CAIRO, ROCHELLE ILENE CALVAGNO, SHELLEY ILENE CALVAGNO
CRD#: 2977208
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1777 MAIN ST
FL 7
SARASOTA, FL 34236
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 SARASOTA, FL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2014 (11 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (11 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 1998 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
Disclosure(s)
View By:
9/17/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/18/2022
B
Montana 11/25/2024
B
Alaska 11/23/2022
B
Nevada 5/3/2021
B
Arizona 1/9/2020
B
New Hampshire 1/9/2020
B
California 6/7/2021
B
New Jersey 1/9/2020
B
Colorado 4/23/2018
B
New York 8/25/2017
B
Connecticut 2/25/2022
B
North Carolina 3/27/2014
B
Delaware 10/15/2019
B
Ohio 12/18/2017
B
Florida 3/4/2014
B
Oregon 12/18/2019
IA
Florida 8/24/2016
B
Pennsylvania 8/13/2019
B
Georgia 3/5/2014
B
Rhode Island 5/26/2021
B
Idaho 3/27/2023
IA
Rhode Island 8/16/2021
B
Illinois 5/13/2019
B
South Carolina 10/11/2018
B
Indiana 1/9/2020
B
South Dakota 11/25/2024
B
Kansas 3/6/2023
B
Tennessee 10/15/2019
B
Kentucky 3/28/2022
B
Texas 5/10/2016
B
Maine 9/9/2016
IA
Texas 3/13/2017
B
Maryland 6/25/2019
B
Vermont 8/20/2019
B
Massachusetts 3/5/2014
B
Virginia 11/9/2020
B
Michigan 2/6/2019
B
Washington 5/5/2022
B
Minnesota 1/9/2020
B
West Virginia 1/15/2016
B
Mississippi 11/25/2024
B
Wisconsin 1/9/2020
B
Missouri 1/9/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1777 MAIN ST FL 7, SARASOTA, FL 34236
Registered with this firm since 8/24/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
SARASOTA, FL
1777 MAIN ST FL 1 & 7, SARASOTA, FL 34236
Registered with this firm since 3/3/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/04/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ELLENTON, FL
IA
 03/10/2003 - 03/26/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
B
 02/28/2003 - 03/26/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
IA
 12/11/2002 - 02/13/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) TAMPA , FL
B
 12/09/2002 - 02/13/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
 10/01/2000 - 11/19/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) TAMPA, FL
B
 10/01/2000 - 11/19/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 10/29/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 01/01/1998 - 09/18/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.