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JASON T BRITTON
JASON T Britton
CRD#: 2977194
IA
Investment Adviser
REFLECTION ASSET MANAGEMENTCRD#: 306663 ISLE OF PALMS, SC
Registration History
20062008201020122014201620182020202220242026IAREFLECTION ASSET MANAGEMENT (CRD# 306663)2022 - Present (2 years)IAREFLECTION ASSET MANAGEMENT (CRD# 306663)2020 - 2021 (1 year)IABARCLAYS CAPITAL INC. (CRD# 19714)2009 - 2010 (1 year)IALEHMAN BROTHERS INC. (CRD# 7506)2006 - 2008 (2 years)
License(s)

State Registrations

IA
South Carolina 6/30/2022

Current Registration(s)
IA
REFLECTION ASSET MANAGEMENT (CRD#:306663)
ISLE OF PALMS, SC
Registered with this firm since 6/30/2022

Previous Registration(s)
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IA
03/03/2020 - 03/01/2021 REFLECTION ASSET MANAGEMENT (CRD#:306663) ISLE OF PALMS, SC
IA
01/21/2009 - 03/05/2010 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
IA
08/31/2006 - 10/15/2008 LEHMAN BROTHERS INC. (CRD#:7506) BOSTON, MA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.