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WANDA LYNN CAFFREY
CRD#: 2976967
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 390 N COTNER BLVD
LINCOLN, NE 68505
LINCOLN, NE 68505
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 390 N Cotner Blvd
Lincoln, NE 68505
Lincoln, NE 68505
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 11/25/2020
B
Nebraska 12/20/2002
B
Arizona 3/3/2017
IA
Nebraska 11/1/2021
B
Colorado 11/27/2007
B
New Mexico 10/9/2024
B
Florida 1/19/2022
B
North Carolina 1/23/2024
B
Georgia 3/5/2010
B
North Dakota 12/20/2002
B
Indiana 4/18/2016
B
Pennsylvania 8/22/2019
B
Iowa 1/2/2021
B
Texas 4/21/2015
B
Kansas 10/13/2022
IA
Texas 11/1/2021
B
Minnesota 7/9/2007
B
Virginia 10/4/2024
B
Missouri 7/7/2004
B
West Virginia 1/23/2024
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 12/20/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2003 - 11/01/2021 | LINCOLN, NE | |
B | 08/24/2001 - 11/11/2002 | SAN DIEGO, CA | |
B | 02/09/1998 - 05/07/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.