Individual Firm
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CHARLES STEWART ROBERSON
CRD#: 2976944
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 GALLATIN, TN
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 GALLATIN, TN
0
Disclosures
10
Years of Experience
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State Registrations
B
Arizona 8/17/2022
B
New Mexico 8/17/2022
B
California 8/17/2022
B
New York 8/17/2022
B
Colorado 8/24/2023
B
North Carolina 3/3/2025
B
District of Columbia 8/17/2022
IA
North Carolina 3/3/2025
B
Florida 8/11/2023
B
Tennessee 8/17/2022
B
Georgia 8/11/2023
IA
Tennessee 8/18/2022
B
Indiana 8/17/2022
B
Virginia 2/6/2023
B
Michigan 8/17/2022
B
West Virginia 3/7/2024
B
New Jersey 8/11/2023
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2019 - 10/31/2022 | GALLATIN, TN | |
B | 09/04/2018 - 10/31/2022 | GALLATIN, TN | |
B | 03/11/1998 - 07/18/2002 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.