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EILEEN PATRICIA TETTERIS
EILEEN P TETTERIS
CRD#: 2975189
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1800 NORTH MILITARY TRAIL
SUITE 300
BOCA RATON, FL 33431
SUITE 300
BOCA RATON, FL 33431
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 11/10/2016
B
New Jersey 11/10/2016
B
Arizona 11/10/2016
B
New York 11/10/2016
B
Connecticut 7/22/2021
B
North Carolina 11/10/2016
B
Florida 11/10/2016
B
Ohio 11/10/2016
IA
Florida 11/15/2016
B
Pennsylvania 11/10/2016
B
Georgia 11/10/2016
IA
Texas 11/10/2016
B
Maryland 11/10/2016
SRO Registrations
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/10/2016
B
Registered with this firm since 11/10/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/1998 - 11/11/2016 | BOCA RATON, FL | |
B | 01/27/1998 - 11/11/2016 | BOCA RATON, FL |
BOCA RATON, FL
02/03/1998 - 11/11/2016
BOCA RATON, FL
01/27/1998 - 11/11/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.