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DANIEL BRIAN VETTER
CRD#: 2974330
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4364 TOWN CENTER BLVD 2ND FL
[KB-RBO]
EL DORADO HILLS, CA 95762
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2004 (4 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2004 (5 years)
Disclosure(s)
View By:
11/8/2018
Customer Dispute
Settled
11/6/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/3/2011

B
Maryland 5/2/2024

IA
California 1/3/2011

B
Missouri 9/21/2021

B
Colorado 1/3/2011

B
Nevada 1/3/2011

B
Florida 12/2/2021

B
Pennsylvania 5/17/2017

B
Idaho 6/14/2011

B
Tennessee 5/22/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4364 TOWN CENTER BLVD 2ND FL [KB-RBO], EL DORADO HILLS, CA 95762
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4364 TOWN CENTER BLVD 2ND FL [KB-RBO], EL DORADO HILLS, CA 95762
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/13/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FOLSOM, CA
B
04/13/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FOLSOM, CA
IA
09/21/1998 - 04/14/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSEVILLE, CA
B
07/12/1999 - 04/14/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
12/04/1997 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.