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Detailed Report
BRIAN LOUIS WADE
CRD#: 2973765
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 3030 N. Rocky Pt. Dr. W.
Suite 700
Tampa, FL 33607
IFP SECURITIES, LLCCRD#: 297287 3030 NORTH ROCKY POINT DRIVE WEST,
SUITE 700
TAMPA, FL 33607
Registration History
199820002002200420062008201020122014201620182020202220242026IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2011 - Present (13 years)BIFP SECURITIES, LLC (CRD# 297287)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2019 (7 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2011 (8 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2003 (4 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1998 - 1999 (1 year)IAPFG FINANCIAL ADVISORS (CRD# 116021)2005 - 2011 (6 years)
License(s)

State Registrations

IA
Colorado 10/28/2022
IA
New York 12/1/2022
IA
Florida 12/20/2011
IA
Ohio 1/3/2018
B
Florida 5/22/2019
IA
South Carolina 1/3/2019
IA
Georgia 9/18/2020
B
South Carolina 5/22/2019
IA
Missouri 2/4/2021
IA
Virginia 9/28/2015
B
New York 5/22/2019
B
Virginia 2/4/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
3030 N. Rocky Pt. Dr. W. Suite 700, Tampa, FL 33607
Registered with this firm since 12/20/2011
B
IFP SECURITIES, LLC (CRD#:297287)
3030 NORTH ROCKY POINT DRIVE WEST, SUITE 700, TAMPA, FL 33607
Registered with this firm since 5/22/2019
Previous Registration(s)
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B
 12/02/2011 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
B
 09/08/2003 - 12/08/2011 WALNUT STREET SECURITIES, INC. (CRD#:15840) TAMPA, FL
IA
 07/28/2005 - 12/02/2011 PFG FINANCIAL ADVISORS (CRD#:116021) TAMPA, FL
B
 05/03/1999 - 09/05/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 01/15/1998 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.