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JOSHUA PETER TRAUDT
CRD#: 2972640
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 11201 NORTH PORT WASHINGTON ROAD (SOUTH)
MEQUON, WI 53092
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2000 - 2008 (8 years)BFIRST MIDWEST SECURITIES, INC. (CRD# 21786)1998 - 1999 (1 year)
License(s)

State Registrations

B
Alaska 3/16/2018

B
New Mexico 1/3/2024

B
Colorado 3/16/2018

B
Ohio 3/16/2018

B
Florida 3/16/2018

B
Texas 10/17/2023

B
Illinois 3/16/2018

IA
Texas 10/17/2023

B
Indiana 3/16/2018

B
Virginia 4/27/2018

B
Michigan 3/16/2018

B
Washington 3/16/2018

B
Minnesota 6/23/2023

B
Wisconsin 3/16/2018

B
Missouri 4/27/2018

IA
Wisconsin 3/16/2018

B
Nevada 3/16/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
11201 NORTH PORT WASHINGTON ROAD (SOUTH), MEQUON, WI 53092
Registered with this firm since 3/16/2018

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
11201 NORTH PORT WASHINGTON ROAD (SOUTH), MEQUON, WI 53092
Registered with this firm since 3/16/2018

Previous Registration(s)
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IA
01/22/2008 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) MEQUON, WI
B
01/22/2008 - 03/16/2018 B. C. ZIEGLER AND COMPANY (CRD#:61) MEQUON, WI
B
01/24/2000 - 01/30/2008 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
04/17/1998 - 10/29/1999 FIRST MIDWEST SECURITIES, INC. (CRD#:21786) BLOOMINGTON, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.