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ANDREW JOHN MILLER
JOHN TREVOR MILLER
CRD#: 2972433
IA
B
SANCTUARY ADVISORS, LLCCRD#: 226606 Hurstbourne Place
9300 Shelbyville Road, Suite 350
Louisville, KY 40222
9300 Shelbyville Road, Suite 350
Louisville, KY 40222
SANCTUARY SECURITIES, INC.CRD#: 205 Hurstbourne Place
9300 Shelbyville Road, Suite 350
Louisville, KY 40222
9300 Shelbyville Road, Suite 350
Louisville, KY 40222
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 12/16/2024
B
Kentucky 12/10/2021
B
Arizona 12/10/2021
B
Nevada 1/5/2024
B
Delaware 12/10/2021
B
Ohio 12/14/2021
B
Florida 12/10/2021
B
South Carolina 12/10/2021
B
Georgia 12/10/2021
IA
Texas 12/9/2021
B
Indiana 12/10/2021
B
Texas 12/10/2021
IA
Kentucky 12/9/2021
SRO Registrations
B
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B
Registered with this firm since 12/10/2021
IA
Registered with this firm since 12/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/11/2016 - 12/13/2021 | LOUISVILLE, KY | |
B | 03/04/2016 - 12/13/2021 | LOUISVILLE, KY | |
B | 04/06/1998 - 07/13/2015 | CHICAGO, IL |
LOUISVILLE, KY
03/11/2016 - 12/13/2021
LOUISVILLE, KY
03/04/2016 - 12/13/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.