• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PAUL JOSEPH LACOSTE
PAUL JOSEPH LACOSTE JR
CRD#: 2972044
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 508 Second Street
Suite 110
Davis, CA 95616-4664
Registration History
1998200020022004200620082010201220142016201820202022202420263 FIRMS1998 - 1999 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - Present (24 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 6/22/2018

B
Nevada 6/26/2006

B
California 9/7/1999

B
New Jersey 6/21/2023

IA
California 7/24/2000

B
New York 9/13/2016

B
Colorado 3/28/2012

B
North Carolina 3/28/2019

B
Connecticut 6/25/2024

B
Oregon 3/23/2017

B
District of Columbia 3/28/2019

B
Pennsylvania 3/28/2019

B
Florida 3/28/2019

B
Rhode Island 5/21/2020

B
Hawaii 3/28/2019

B
Texas 3/23/2017

B
Idaho 6/22/2018

IA
Texas 1/2/2019

B
Maryland 5/21/2020

B
Utah 5/21/2020

B
Massachusetts 3/28/2019

B
Virginia 3/28/2019

B
Michigan 9/13/2016

B
Washington 8/17/2017

B
Missouri 3/26/2024

B
Wisconsin 9/17/2024

B
Montana 10/10/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
508 Second Street Suite 110, Davis, CA 95616-4664
Registered with this firm since 7/24/2000

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
508 Second Street Suite 110, Davis, CA 95616-4664
Registered with this firm since 9/7/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/16/1998 - 07/12/1999 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
B
01/22/1998 - 03/09/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
01/22/1998 - 03/09/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.