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PAUL D RUTSKY
CRD#: 2971121
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 302 CARNEGIE CENTER STES 102 & 104
PRINCETON, NJ 08540
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (5 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (1 year)
Disclosure(s)
View By:
10/14/2008
Customer Dispute
Settled
10/14/2008
Customer Dispute
Settled
2/27/2008
Customer Dispute
Settled
11/12/2002
Customer Dispute
Denied
10/7/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/23/2024

B
Montana 3/2/2021

B
California 3/2/2021

B
Nebraska 7/12/2024

B
Colorado 4/14/2021

B
New Hampshire 5/24/2022

B
Connecticut 3/2/2021

B
New Jersey 3/2/2021

B
Delaware 3/9/2021

IA
New Jersey 3/3/2021

B
District of Columbia 3/2/2021

B
New York 3/2/2021

B
Florida 3/2/2021

B
North Carolina 3/2/2021

B
Georgia 3/2/2021

B
Ohio 7/22/2021

B
Hawaii 2/23/2024

B
Pennsylvania 3/2/2021

B
Illinois 11/7/2023

B
Rhode Island 3/2/2021

B
Indiana 4/21/2024

B
South Carolina 4/22/2021

B
Kentucky 4/23/2021

B
Texas 3/2/2021

B
Maryland 3/2/2021

IA
Texas 3/2/2021

B
Massachusetts 3/2/2021

B
Virginia 3/2/2021

B
Michigan 3/2/2021

B
Washington 3/26/2021

B
Minnesota 3/17/2023

B
Wisconsin 3/2/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
Registered with this firm since 3/2/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
Registered with this firm since 3/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/28/2011 - 03/25/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) PRINCETON, NJ
B
10/28/2011 - 03/25/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) PRINCETON, NJ
IA
06/01/2009 - 11/07/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LAWRENCEVILLE, NJ
B
06/01/2009 - 11/07/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LAWRENCEVILLE, NJ
IA
08/17/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAWRENCEVILLE, NJ
B
08/17/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAWRENCEVILLE, NJ
IA
07/01/2003 - 08/23/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) LAWRENCEVILLE, NJ
B
07/01/2003 - 08/23/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) LAWRENCEVILLE, NJ
IA
06/05/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PRINCETON, NJ
B
04/02/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.