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SAM GHALI
SAMEH ANWAR GHALI
CRD#: 2970401
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, NIC
750 Washington Blvd
Stamford, CT 06901
750 Washington Blvd
Stamford, CT 06901
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alabama 3/13/2015
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Nevada 3/13/2015
B
Alaska 3/13/2015
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New Hampshire 3/13/2015
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Arizona 3/13/2015
B
New Jersey 3/7/2015
B
Arkansas 3/13/2015
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New Jersey 5/22/2015
B
California 3/13/2015
B
New Mexico 3/13/2015
B
Colorado 3/13/2015
B
New York 3/7/2015
B
Connecticut 3/7/2015
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New York 8/17/2021
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Connecticut 3/9/2015
B
North Carolina 3/9/2015
B
Delaware 3/13/2015
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North Carolina 3/9/2015
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District of Columbia 3/13/2015
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North Dakota 3/13/2015
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Florida 3/13/2015
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Ohio 3/13/2015
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Georgia 3/13/2015
B
Oklahoma 3/13/2015
B
Hawaii 3/13/2015
B
Oregon 3/13/2015
B
Idaho 3/13/2015
B
Pennsylvania 3/13/2015
B
Illinois 3/13/2015
B
Puerto Rico 3/13/2015
B
Indiana 3/13/2015
B
Rhode Island 3/13/2015
B
Iowa 3/13/2015
B
South Carolina 3/13/2015
B
Kansas 3/13/2015
B
South Dakota 3/13/2015
B
Kentucky 3/13/2015
B
Tennessee 3/13/2015
B
Louisiana 3/13/2015
B
Texas 3/7/2015
B
Maine 3/13/2015
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Texas 3/7/2015
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Maryland 3/13/2015
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Utah 3/13/2015
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Massachusetts 3/13/2015
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Vermont 3/13/2015
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Michigan 3/13/2015
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Virgin Islands 3/13/2015
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Minnesota 3/13/2015
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Virginia 3/13/2015
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Mississippi 3/13/2015
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Washington 3/13/2015
B
Missouri 3/13/2015
B
West Virginia 3/13/2015
B
Montana 3/13/2015
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Wisconsin 3/13/2015
B
Nebraska 3/13/2015
B
Wyoming 3/13/2015
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/7/2015
B
Registered with this firm since 3/7/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2013 - 03/11/2013 | NEW YORK, NY | |
B | 09/18/2007 - 03/11/2013 | NEW YORK, NY | |
B | 06/09/2003 - 09/11/2007 | NEW YORK, NY | |
B | 12/04/1997 - 12/21/2001 | ENGLEWOOD, CO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.