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Jennifer Dianne Malone
JENNIFER DIANNE FERGUSON, JENNIFER D MALONE, JENNIFER DIANNE MALONE MRS., Jennifer Malone
CRD#: 2970364
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11951 FREEDOM DR
RESTON, VA 20190
RESTON, VA 20190
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 4/1/2020
B
New Hampshire 5/15/2023
B
Arizona 11/3/2018
B
New Jersey 11/3/2018
B
Arkansas 5/15/2023
B
New Mexico 11/3/2018
B
California 11/3/2018
B
New York 11/3/2018
B
Colorado 11/3/2018
B
North Carolina 11/5/2018
B
Connecticut 11/3/2018
B
Ohio 11/5/2018
B
Delaware 11/3/2018
B
Oregon 11/3/2018
B
District of Columbia 11/3/2018
B
Pennsylvania 11/3/2018
B
Florida 11/3/2018
B
Puerto Rico 11/3/2018
B
Georgia 11/3/2018
B
Rhode Island 1/2/2024
B
Hawaii 11/3/2018
B
South Carolina 11/3/2018
B
Illinois 11/3/2018
B
South Dakota 7/17/2023
B
Indiana 3/1/2021
B
Tennessee 11/3/2018
B
Kansas 1/2/2024
B
Texas 11/3/2018
B
Maine 5/15/2023
IA
Texas 11/3/2018
B
Maryland 11/3/2018
B
Utah 11/3/2018
B
Massachusetts 11/3/2018
B
Vermont 7/17/2023
B
Michigan 11/3/2018
B
Virginia 10/31/2018
B
Minnesota 11/3/2018
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Virginia 10/31/2018
B
Mississippi 1/22/2024
B
Washington 11/3/2018
B
Missouri 1/15/2019
B
West Virginia 11/3/2018
B
Montana 4/1/2020
B
Wisconsin 11/3/2018
B
Nevada 11/3/2018
SRO Registrations
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IA
Registered with this firm since 10/31/2018
B
Registered with this firm since 8/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/2001 - 07/06/2004 | LITTLE ROCK, AR | |
B | 09/13/2000 - 07/06/2004 | NEW YORK, NY | |
B | 11/28/1997 - 07/24/2000 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.