Individual Firm
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JEREMY MICHAEL RAYBURN
CRD#: 2970106
IA
B
MORGAN STANLEYCRD#: 149777 888 Veterans Memorial Highway
Suite 300
Hauppauge, NY 11788
Suite 300
Hauppauge, NY 11788
View By:
4/20/2005
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 9/14/2020
B
New Jersey 8/7/2020
B
California 3/9/2023
B
New York 8/7/2020
B
Colorado 8/7/2020
IA
New York 6/16/2021
B
Connecticut 8/7/2020
B
North Carolina 8/7/2020
IA
Connecticut 8/10/2020
B
Ohio 12/1/2022
B
Delaware 11/30/2022
B
Pennsylvania 8/7/2020
B
Florida 9/10/2020
B
South Carolina 1/30/2024
B
Georgia 11/28/2022
B
Tennessee 11/28/2022
B
Illinois 11/30/2022
B
Vermont 1/5/2023
B
Maryland 8/7/2020
B
Virginia 11/30/2022
B
Massachusetts 11/28/2022
B
Washington 8/7/2020
B
Nevada 11/30/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/7/2020
B
Registered with this firm since 8/7/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 08/28/2020 | SMITHTOWN, NY | |
B | 10/01/2012 - 08/28/2020 | SMITHTOWN, NY | |
IA | 05/08/2009 - 10/01/2012 | STONY BROOK, NY | |
B | 05/08/2009 - 10/01/2012 | STONY BROOK, NY | |
B | 08/29/2001 - 04/03/2009 | EAST MORICHES, NY | |
B | 08/29/2001 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 09/11/2000 - 06/19/2001 | POUGHKEEPSIE, NY | |
B | 04/06/2000 - 08/18/2000 | NEWARK, NJ | |
B | 01/04/2000 - 03/28/2000 | BETHPAGE, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.