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ROHINI RAGHUBANS
ROHINI PERSAUD
CRD#: 2968878
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 501 UNION BLVD
TOTOWA, NJ 07512
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (2 years)
License(s)

State Registrations

B
California 11/13/2019

IA
New Jersey 1/28/2021

B
Colorado 3/15/2017

B
New York 6/20/2016

B
New Jersey 10/1/2000

B
Washington 11/25/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
501 UNION BLVD, TOTOWA, NJ 07512
Registered with this firm since 1/28/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
501 UNION BLVD, TOTOWA, NJ 07512
Registered with this firm since 10/1/2000

Previous Registration(s)
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B
11/06/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.