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Detailed Report
GARY GEORGE VESCIO
CRD#: 2968684
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 3001 PGA BLVD
SUITE 200
PALM BEACH GARDENS, FL 33410
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2003 (5 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
5/21/2016
Customer Dispute
Denied
3/31/2003
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arkansas 10/5/2022
B
New Jersey 10/5/2022
B
California 10/5/2022
B
New Mexico 6/3/2024
B
Colorado 10/5/2022
B
New York 10/5/2022
B
Connecticut 10/5/2022
B
North Carolina 10/26/2022
B
Florida 10/5/2022
B
Ohio 10/5/2022
IA
Florida 10/6/2022
B
Oklahoma 1/17/2024
B
Georgia 10/5/2022
B
Pennsylvania 10/5/2022
B
Illinois 10/21/2022
B
South Carolina 10/5/2022
B
Maine 10/5/2022
B
Tennessee 10/5/2022
B
Maryland 10/5/2022
B
Utah 10/5/2022
B
Massachusetts 10/5/2022
B
Vermont 10/5/2022
B
Minnesota 10/5/2022
B
Virginia 10/5/2022
B
Montana 6/5/2023
B
Washington 10/5/2022
B
Nevada 10/25/2022
B
Wisconsin 10/5/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3001 PGA BLVD SUITE 200, PALM BEACH GARDENS, FL 33410
Registered with this firm since 10/5/2022
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3001 PGA BLVD SUITE 200, PALM BEACH GARDENS, FL 33410
Registered with this firm since 10/5/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/11/2014 - 10/20/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Palm Beach Gardens, FL
B
 07/02/2014 - 10/20/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Palm Beach Gardens, FL
IA
 12/05/2008 - 07/14/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) PALM BEACH GARDENS, FL
B
 12/05/2008 - 07/14/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) PALM BEACH GARDENS, FL
IA
 07/01/2003 - 12/05/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) PALM BEACH, FL
B
 07/01/2003 - 12/05/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) PALM BEACH, FL
IA
 11/25/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PALM BEACH, FL
B
 11/19/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.