• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CRISTOBAL CANTU
CRIS CANTU
CRD#: 2968664
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 750 Town and Country Blvd
Suite 400
HOUSTON, TX 77024
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - Present (8 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2014 - 2016 (1 year)
License(s)

State Registrations

B
Florida 1/31/2020

IA
Texas 3/5/2019

B
Texas 5/6/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
750 Town and Country Blvd Suite 400, HOUSTON, TX 77024
Registered with this firm since 3/5/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
750 Town and Country Blvd Suite 400, HOUSTON, TX 77024
Registered with this firm since 5/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/04/2014 - 04/12/2016 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) HOUSTON, TX
IA
06/01/2009 - 08/19/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 08/19/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
08/07/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
05/29/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.