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SCOTT ALLEN WAGONER
CRD#: 2968587
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5500 PRESTON RD
DALLAS, TX 75205
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2007 (5 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 10/23/2009

B
Louisiana 10/23/2009

B
California 10/23/2009

B
Maryland 10/23/2009

B
Colorado 10/23/2009

B
Massachusetts 10/23/2009

B
Connecticut 10/23/2009

B
Missouri 2/27/2017

B
Delaware 10/23/2009

B
Nevada 10/23/2009

B
District of Columbia 10/23/2009

B
New Jersey 10/23/2009

B
Florida 10/23/2009

B
New York 10/23/2009

B
Georgia 10/23/2009

B
North Carolina 10/23/2009

B
Hawaii 10/23/2009

B
Oklahoma 10/23/2009

B
Illinois 10/23/2009

B
Pennsylvania 4/18/2014

B
Indiana 10/23/2009

B
Texas 10/23/2009

B
Kansas 10/23/2009

IA
Texas 10/23/2009

B
Kentucky 10/23/2009

B
Virginia 10/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/05/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
02/05/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
IA
01/02/2003 - 01/09/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
03/07/2001 - 01/09/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.