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SHANNON JULIA SIMAR
CRD#: 2968448
IA
B
WELLS FARGO ADVISORSCRD#: 19616 13215 BEE CAVE PKWY
STE 150, BLDG A
BEE CAVE, TX 78738
STE 150, BLDG A
BEE CAVE, TX 78738
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alabama 3/8/2024
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Nevada 5/3/2023
B
Alaska 11/19/2021
B
New Jersey 7/7/2021
B
Arizona 7/7/2021
B
New Mexico 7/7/2021
B
California 7/7/2021
B
New York 7/7/2021
B
Colorado 8/8/2022
B
North Carolina 5/18/2023
B
Florida 7/7/2021
B
Ohio 7/7/2021
B
Georgia 3/8/2024
B
Oklahoma 6/12/2023
B
Illinois 1/17/2023
B
Oregon 7/7/2021
B
Iowa 7/7/2021
B
Pennsylvania 7/7/2021
B
Kansas 1/23/2024
B
Tennessee 11/19/2021
B
Louisiana 7/7/2021
B
Texas 7/7/2021
B
Massachusetts 7/7/2021
IA
Texas 2/9/2023
B
Michigan 7/25/2022
B
Virginia 7/7/2021
B
Missouri 7/7/2021
B
Washington 7/7/2021
B
Montana 8/31/2022
B
Wisconsin 2/2/2024
B
Nebraska 2/28/2023
SRO Registrations
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B
B
B
B
B
B
B
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B
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IA
Registered with this firm since 2/9/2023
B
Registered with this firm since 7/7/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/05/2016 - 07/09/2021 | AUSTIN, TX | |
B | 03/02/2016 - 12/06/2016 | AUSTIN, TX | |
IA | 09/19/2008 - 04/03/2009 | SAN FRANCISCO, CA | |
B | 09/19/2008 - 04/03/2009 | NEW YORK, NY | |
IA | 11/30/2004 - 12/08/2006 | PALO ALTO, CA | |
B | 12/07/2004 - 12/08/2006 | PALO ALTO, CA | |
IA | 12/10/2003 - 09/21/2004 | MENLO PARK, CA | |
IA | 12/20/2001 - 03/14/2003 | SAN FRANCISCO, CA | |
B | 01/15/1998 - 03/14/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.