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Detailed Report
Holly Cantwell Pecarek
HOLLY CANTWELL PECAREK, Holly Pecarek
CRD#: 2968081
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3280 Peachtree Road North East
Suite1600
Atlanta, GA 30305
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (7 years)BMORGAN STANLEY (CRD# 149777)2009 - 2017 (7 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2009 - 2009 (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2005 - 2008 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2005 (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2000 - 2005 (4 years)BINVESCO SERVICES, INC. (CRD# 14007)1999 - 2000 (<1 year)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1998 - 1999 (1 year)IAMORGAN STANLEY (CRD# 149777)2010 - 2017 (7 years)
License(s)

State Registrations

B
Alabama 3/22/2018
B
Mississippi 3/22/2018
B
Arizona 3/9/2020
B
Missouri 6/20/2023
B
California 3/22/2018
B
New Jersey 3/22/2018
B
Colorado 3/22/2018
B
New York 3/22/2018
B
Connecticut 3/22/2018
B
North Carolina 3/22/2018
B
Delaware 3/22/2018
B
Ohio 2/18/2021
B
District of Columbia 3/9/2020
B
Oklahoma 3/22/2018
B
Florida 3/22/2018
B
Pennsylvania 11/18/2021
B
Georgia 3/22/2018
B
South Carolina 3/22/2018
IA
Georgia 3/23/2018
B
Tennessee 3/22/2018
B
Illinois 3/9/2020
B
Texas 3/22/2018
B
Kansas 3/22/2018
IA
Texas 4/23/2020
B
Kentucky 3/22/2018
B
Utah 3/22/2023
B
Louisiana 3/22/2018
B
Virginia 3/22/2018
B
Maryland 3/9/2020
B
Washington 3/22/2018
B
Massachusetts 3/22/2018
B
Wisconsin 11/18/2021
B
Michigan 3/22/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305
Registered with this firm since 3/23/2018
B
MORGAN STANLEY (CRD#:149777)
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305
Registered with this firm since 3/22/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/15/2010 - 05/22/2017 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
 06/01/2009 - 05/22/2017 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
 04/20/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
 10/12/2005 - 03/10/2008 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 05/04/2005 - 10/06/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 06/23/2000 - 03/29/2005 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 06/30/1999 - 03/07/2000 INVESCO SERVICES, INC. (CRD#:14007) ATLANTA, GA
B
 04/22/1998 - 06/04/1999 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.