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ROBERT EDWIN FINKE
CRD#: 2967049
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 Clinton, WA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2020 (18 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BTHE CONCORD EQUITY GROUP, LLC (CRD# 14569)1998 - 2002 (3 years)BEMISSARY FINANCIAL GROUP, INC. (CRD# 44568)1998 - 1998 (<1 year)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)1997 - 1998 (<1 year)
License(s)

State Registrations

B
California 6/14/2024

B
Tennessee 6/14/2024

B
Florida 6/14/2024

B
Virginia 6/14/2024

B
Oklahoma 6/14/2024

B
Washington 6/14/2024

B
Rhode Island 6/14/2024

IA
Washington 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
Clinton, WA
Registered with this firm since 6/14/2024

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OSAIC WEALTH, INC. (CRD#:23131)
Clinton, WA
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
11/06/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CLINTON, WA
B
11/06/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Clinton, WA
IA
04/17/2002 - 11/06/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) Clinton, WA
B
04/01/2002 - 11/06/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) Clinton, WA
B
06/04/1998 - 05/14/2002 THE CONCORD EQUITY GROUP, LLC (CRD#:14569) ISELIN, NJ
B
03/25/1998 - 08/12/1998 EMISSARY FINANCIAL GROUP, INC. (CRD#:44568) MENTOR, OH
B
12/23/1997 - 03/17/1998 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) PALM BEACH GARDENS, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.