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Detailed Report
MAUREEN AGNES CUNNINGHAM
MAUREEN A CUNNINGHAM, MO CUNNINGHAM
CRD#: 2965587
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1717 ARCH STREET
PHILADELPHIA, PA 19103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - Present (18 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)1999 - 2005 (5 years)
License(s)

State Registrations

B
Delaware 11/2/2006
B
New York 1/19/2007
B
Florida 11/2/2006
B
North Carolina 8/17/2007
B
Georgia 7/9/2010
B
Ohio 4/24/2008
B
New Jersey 11/2/2006
B
Pennsylvania 11/2/2006
IA
New Jersey 4/22/2010
IA
Pennsylvania 11/2/2006

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET, PHILADELPHIA, PA 19103
Registered with this firm since 11/2/2006
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1717 ARCH STREET, PHILADELPHIA, PA 19103
Registered with this firm since 11/2/2006
Previous Registration(s)
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IA
 05/27/2005 - 11/03/2006 MORGAN STANLEY (CRD#:7556) PHILADELPHIA, PA
B
 05/09/2005 - 11/03/2006 MORGAN STANLEY DW INC. (CRD#:7556) PHILADELPHIA, PA
B
 08/02/1999 - 05/20/2005 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.