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MARK F. LEONARD
MARK FRANCIS LEONARD
CRD#: 2965577
IA
B
MORGAN STANLEYCRD#: 149777 1650 Tysons Boulevard
Suite 1000
Mclean, VA 22102
Suite 1000
Mclean, VA 22102
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 1/5/2021
B
Missouri 3/19/2021
B
Arizona 11/20/2024
B
Nebraska 9/20/2016
B
California 2/13/2015
B
Nevada 5/28/2020
B
Colorado 10/2/2018
B
New Jersey 9/8/2015
B
Connecticut 9/28/2017
B
New York 2/13/2015
B
Delaware 2/24/2015
B
North Carolina 4/29/2015
B
District of Columbia 2/13/2015
B
Pennsylvania 2/19/2015
B
Florida 2/13/2015
B
South Carolina 10/3/2018
B
Georgia 9/9/2022
B
Texas 5/29/2020
B
Illinois 9/13/2018
IA
Texas 6/2/2020
B
Maine 12/12/2018
B
Virginia 2/13/2015
B
Maryland 2/13/2015
IA
Virginia 2/13/2015
B
Massachusetts 2/13/2015
B
Washington 2/13/2015
B
Michigan 9/21/2018
B
West Virginia 3/13/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/13/2015
B
Registered with this firm since 2/13/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2002 - 02/19/2015 | VIENNA, VA | |
B | 11/06/2000 - 02/19/2015 | VIENNA, VA | |
B | 10/29/1997 - 05/23/2000 | LONG ISLAND CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.