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Detailed Report
MICHAEL NEIL BROWN
MIKE BROWN
CRD#: 2965412
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 4801 GAILLARDIA PKWY
2ND FLOOR, SUITE 202
OKLAHOMA CITY, OK 73142
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - Present (13 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2004 - 2010 (6 years)BTEACHERS PERSONAL INVESTORS SE... (CRD# 36130)2000 - 2004 (3 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)1997 - 2000 (2 years)IATIAA-CREF ADVICE AND PLANNING ... (CRD# 20472)2008 - 2010 (2 years)IATIAA-CREF ADVICE AND PLANNING ... (CRD# 20472)2005 - 2008 (2 years)
License(s)

State Registrations

B
Oklahoma 2/16/2012
IA
Oklahoma 2/16/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
4801 GAILLARDIA PKWY 2ND FLOOR, SUITE 202, OKLAHOMA CITY, OK 73142
Edmond, OK
Registered with this firm since 2/16/2012
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
4801 GAILLARDIA PKWY 2ND FLOOR, SUITE 202, OKLAHOMA CITY, OK 73142
Edmond, OK
Registered with this firm since 2/16/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/23/2011 - 02/01/2012 INVESTMENT ADVISORS (CRD#:15708) OKLAHOMA CITY, OK
B
 09/23/2011 - 02/01/2012 PROEQUITIES, INC. (CRD#:15708) OKLAHOMA CITY, OK
IA
 12/21/2010 - 05/19/2011 METLIFE SECURITIES INC. (CRD#:14251) OKLAHOMA CITY, OK
B
 12/20/2010 - 05/19/2011 METLIFE SECURITIES INC. (CRD#:14251) OKLAHOMA CITY, OK
IA
 03/10/2008 - 10/22/2010 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) DENVER, CO
B
 01/01/2004 - 10/22/2010 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
IA
 04/28/2005 - 03/06/2008 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) DENVER, CO
B
 07/31/2000 - 01/01/2004 TEACHERS PERSONAL INVESTORS SERVICES, INC. (CRD#:36130) NEW YORK, NY
B
 10/31/1997 - 06/22/2000 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.