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LAWRENCE CHRISTOPHER DOUGLAS
CRD#: 2964243
IA
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WELLS FARGO ADVISORSCRD#: 19616 550 S 4TH ST 13TH FL
[TPB SERVICES]
MINNEAPOLIS, MN 55415
[TPB SERVICES]
MINNEAPOLIS, MN 55415
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 6/28/2012
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Nebraska 6/28/2012
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Alaska 6/28/2012
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Nevada 6/28/2012
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Arizona 6/28/2012
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New Hampshire 6/28/2012
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Arkansas 6/28/2012
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New Jersey 6/28/2012
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California 6/28/2012
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New Mexico 6/28/2012
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Colorado 6/28/2012
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New York 6/28/2012
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Connecticut 6/28/2012
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North Carolina 7/2/2012
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Delaware 6/28/2012
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North Dakota 6/28/2012
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District of Columbia 6/28/2012
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Ohio 6/29/2012
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Florida 6/28/2012
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Oklahoma 6/28/2012
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Georgia 6/28/2012
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Oregon 6/28/2012
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Hawaii 6/28/2012
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Pennsylvania 6/28/2012
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Idaho 6/28/2012
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Puerto Rico 6/28/2012
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Illinois 6/28/2012
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Rhode Island 6/28/2012
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Indiana 6/28/2012
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South Carolina 6/28/2012
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Iowa 6/28/2012
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South Dakota 6/28/2012
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Kansas 6/28/2012
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Tennessee 6/28/2012
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Kentucky 6/28/2012
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Texas 6/28/2012
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Louisiana 6/28/2012
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Texas 7/11/2012
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Maine 6/28/2012
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Utah 6/28/2012
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Maryland 6/28/2012
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Vermont 6/28/2012
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Massachusetts 6/28/2012
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Virgin Islands 6/28/2012
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Michigan 6/28/2012
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Virginia 6/28/2012
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Minnesota 6/27/2012
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Washington 6/28/2012
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Minnesota 11/13/2013
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West Virginia 6/28/2012
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Mississippi 6/28/2012
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Wisconsin 6/28/2012
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Missouri 6/28/2012
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Wyoming 6/28/2012
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Montana 6/28/2012
SRO Registrations
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Registered with this firm since 7/11/2012
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Registered with this firm since 6/27/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/27/2012 - 06/28/2012 | ST. LOUIS, MO | |
B | 01/03/2011 - 02/27/2012 | MINNEAPOLIS, MN | |
B | 12/19/2006 - 01/03/2011 | MINNEAPOLIS, MN | |
B | 12/19/2003 - 03/25/2005 | DULUTH, GA | |
B | 12/04/1997 - 10/13/2001 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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