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PAUL JOSEPH AYD
CRD#: 2963853
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 5834 E. NAPLES PLAZA
2nd Floor
LONG BEACH, CA 90803
Registration History
199820002002200420062008201020122014201620182020202220242026IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2023 - Present (2 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2005 - Present (19 years)BMILLER BUCKFIRE & CO., LLC (CRD# 104156)2013 - 2013 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2005 (7 years)
License(s)

State Registrations

B
California 2/8/2016

IA
California 2/23/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5834 E. NAPLES PLAZA 2nd Floor, LONG BEACH, CA 90803
Registered with this firm since 2/23/2023

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5834 E. NAPLES PLAZA 2nd Floor, LONG BEACH, CA 90803
Registered with this firm since 12/1/2005

Previous Registration(s)
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B
10/04/2013 - 10/30/2013 MILLER BUCKFIRE & CO., LLC (CRD#:104156) NEW YORK, NY
B
02/12/1998 - 12/01/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.