Individual Firm
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DAVID JUDD EDWARDS
DAVE EDWARDS
CRD#: 2963036
IA
B
LPL FINANCIAL LLCCRD#: 6413 615 WATER STREET
SAUK CITY, WI 53583
SAUK CITY, WI 53583
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 3/24/2021
B
Ohio 3/24/2021
B
California 3/24/2021
B
Texas 7/19/2021
B
Colorado 3/24/2021
IA
Texas 7/19/2021
B
Florida 3/24/2021
B
Utah 6/22/2022
B
Illinois 3/24/2021
B
Wisconsin 3/24/2021
B
Minnesota 6/29/2021
IA
Wisconsin 3/24/2021
B
Missouri 3/24/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/24/2021
B
Registered with this firm since 3/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2012 - 03/24/2021 | SAUK CITY, WI | |
B | 08/01/2012 - 03/24/2021 | SAUK CITY, WI | |
IA | 04/19/2012 - 08/01/2012 | SAUK CITY, WI | |
B | 11/06/2006 - 08/01/2012 | SAUK CITY, WI | |
IA | 04/27/2010 - 04/18/2012 | MILWAUKEE, WI | |
IA | 11/06/2006 - 03/26/2010 | SAUK CITY, WI | |
IA | 09/02/2005 - 07/31/2006 | 92249 VILSECK-SORGHOF | |
B | 11/28/1997 - 07/31/2006 | 92249 VILSECK-SORGHOF | |
IA | 01/04/2005 - 09/02/2005 | FORT WORTH, TX |
MILWAUKEE, WI
04/27/2010 - 04/18/2012
FORT WORTH, TX
01/04/2005 - 09/02/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.