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TODD ANTHONY OBERLIN
CRD#: 2962968
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2023 (17 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2005 - 2005 (<1 year)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)2000 - 2004 (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1999 - 2000 (1 year)BTOWER EQUITIES, INC. (CRD# 16195)1998 - 1999 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1997 - 1998 (<1 year)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2009 - 2023 (14 years)
Disclosure(s)
View By:
4/7/2017
Financial
Final
10/8/2004
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 5/1/2024

B
Illinois 5/13/2024

B
Arkansas 5/1/2024

B
Montana 7/24/2024

B
California 5/1/2024

B
Nevada 5/1/2024

IA
California 5/2/2024

B
New Mexico 5/1/2024

B
Florida 5/1/2024

B
New York 5/1/2024

B
Hawaii 5/1/2024

B
Texas 5/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
La Mesa, CA
Registered with this firm since 5/2/2024

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
La Mesa, CA
Registered with this firm since 5/1/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/01/2023 - 05/03/2024 OSAIC WEALTH, INC. (CRD#:23131) CARLSBAD, CA
B
09/01/2023 - 05/03/2024 OSAIC WEALTH, INC. (CRD#:23131) CARLSBAD, CA
IA
04/16/2009 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CARLSBAD, CA
B
10/31/2005 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CARLSBAD, CA
B
02/23/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
12/20/2000 - 10/11/2004 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
04/19/1999 - 12/21/2000 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
08/28/1998 - 04/23/1999 TOWER EQUITIES, INC. (CRD#:16195)
FINRA expelled the firm on 01/31/2014
DAYTON, OH
B
11/18/1997 - 08/03/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.