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Detailed Report
SOONHEE KIM CHO
SUSIE CHO
CRD#: 2962660
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 13601 Whittier Blvd
Suite 212
Whittier, CA 90605
GROVE POINT INVESTMENTS, LLCCRD#: 1763 13601 WHITTIER BLVD
STE 212
WHITTIER, CA 90605
Registration History
199820002002200420062008201020122014201620182020202220242026IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2009 - Present (16 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2009 (<1 year)BFFP SECURITIES, INC. (CRD# 16337)1999 - 2008 (8 years)BWADDELL & REED, INC. (CRD# 866)1998 - 1999 (1 year)IAH. BECK, INC. (CRD# 1763)2009 - 2021 (12 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2007 - 2009 (2 years)IAFFP ADVISORY SERVICES INC (CRD# 110778)1999 - 2007 (7 years)
Disclosure(s)
View By:
5/24/2019
Customer Dispute
Settled
11/6/2017
Customer Dispute
Denied
9/10/1999
Employment Separation After Allegations
License(s)

State Registrations

B
California 2/13/2009
IA
California 4/1/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
13601 Whittier Blvd Suite 212, Whittier, CA 90605
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
13601 WHITTIER BLVD STE 212, WHITTIER, CA 90605
Registered with this firm since 2/13/2009
Previous Registration(s)
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IA
 02/13/2009 - 04/01/2021 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
IA
 01/01/2007 - 06/18/2009 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) TORRANCE, CA
B
 05/30/2008 - 02/19/2009 FIRST ALLIED SECURITIES, INC. (CRD#:32444) TORRANCE, CA
B
 08/26/1999 - 05/30/2008 FFP SECURITIES, INC. (CRD#:16337) TORRANCE, CA
IA
 09/03/1999 - 01/01/2007 FFP ADVISORY SERVICES INC (CRD#:110778) TORRANCE, CA
B
 04/16/1998 - 09/15/1999 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.