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DANIEL ERIC SIMON
CRD#: 2962017
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 1000 CORPORATE DR, SUITE 700
RADICE III
FT LAUDERDALE, FL 33334-3637
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2012 - 2014 (1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2005 - 2012 (7 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2005 - 2007 (2 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2003 - 2005 (1 year)BITRADEDIRECT.COM CORP (CRD# 18281)2003 - 2003 (<1 year)BFAHNESTOCK & CO. INC. (CRD# 249)2002 - 2002 (<1 year)BPRIME CHARTER LTD. (CRD# 25668)2000 - 2002 (1 year)BJWGENESIS SECURITIES, INC. (CRD# 33832)1999 - 2000 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 1999 (<1 year)BBARRON CHASE SECURITIES, INC. (CRD# 18969)1998 - 1998 (<1 year)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2013 - 2014 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2006 - 2012 (6 years)
Disclosure(s)
View By:
4/20/2006
Customer Dispute
Settled
7/17/2002
Customer Dispute
Denied
3/7/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/8/2021

B
Nebraska 8/10/2023

B
Arizona 5/7/2020

B
Nevada 3/8/2024

B
California 12/17/2019

B
New Jersey 3/25/2017

B
Colorado 3/25/2017

B
New York 3/25/2017

B
Florida 3/25/2017

B
North Carolina 2/11/2020

IA
Florida 3/25/2017

B
Pennsylvania 8/17/2023

B
Georgia 3/25/2017

B
South Carolina 3/25/2017

B
Illinois 2/7/2022

B
Texas 4/3/2017

B
Maryland 3/25/2017

IA
Texas 4/11/2017

B
Massachusetts 4/19/2023

B
Virginia 3/25/2017

B
Missouri 8/17/2023

B
West Virginia 8/8/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
1000 CORPORATE DR, SUITE 700 RADICE III, FT LAUDERDALE, FL 33334-3637
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
1000 CORPORATE DR, SUITE 700 RADICE III, FT LAUDERDALE, FL 33334-3637
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/11/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FORT LAUDERDALE, FL
B
02/06/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FORT LAUDERDALE, FL
IA
01/04/2013 - 02/10/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MIRAMAR, FL
B
12/17/2012 - 02/10/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MIRAMAR, FL
IA
11/27/2006 - 12/17/2012 METLIFE SECURITIES INC. (CRD#:14251) FORT LAUDERDALE, FL
B
04/06/2005 - 12/17/2012 METLIFE SECURITIES INC. (CRD#:14251) FORT LAUDERDALE, FL
B
04/06/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) FORT LAUDERDALE, FL
B
08/26/2003 - 01/27/2005 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
B
05/14/2003 - 09/02/2003 ITRADEDIRECT.COM CORP (CRD#:18281)
FINRA expelled the firm on 08/19/2010
BOCA RATON, FL
B
01/02/2002 - 06/20/2002 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
09/05/2000 - 01/02/2002 PRIME CHARTER LTD. (CRD#:25668) NEW YORK, NY
B
09/03/1999 - 09/07/2000 JWGENESIS SECURITIES, INC. (CRD#:33832) BOCA RATON, FL
B
11/30/1998 - 09/29/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/17/1998 - 10/07/1998 BARRON CHASE SECURITIES, INC. (CRD#:18969)
FINRA expelled the firm on 02/28/2002
BOCA RATON, FL
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.