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GREGORY JAMES PASLER
CRD#: 2961792
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1701 LAKE ROBBINS DRIVE
THE WOODLANDS, TX 77380
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1701 LAKE ROBBINS DRIVE
THE WOODLANDS, TX 77380
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BPRO-INTEGRITY SECURITIES, INC. (CRD# 44707)2002 - 2004 (2 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 1999 (1 year)IAPRO-INTEGRITY SECURITIES, INC. (CRD# 44707)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 6/19/2024

B
Missouri 5/3/2024

B
Arkansas 2/5/2024

B
New Mexico 10/13/2021

B
California 12/13/2024

B
Ohio 8/2/2024

B
Colorado 3/1/2024

B
Oklahoma 10/13/2021

B
District of Columbia 3/11/2024

B
Tennessee 5/9/2023

B
Florida 5/14/2024

B
Texas 10/13/2021

B
Georgia 3/11/2024

IA
Texas 10/18/2021

B
Louisiana 10/13/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1701 LAKE ROBBINS DRIVE, THE WOODLANDS, TX 77380
Registered with this firm since 10/18/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1701 LAKE ROBBINS DRIVE, THE WOODLANDS, TX 77380
MONTGOMERY, TX
Registered with this firm since 10/13/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/08/2015 - 09/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CONROE, TX
B
12/08/2015 - 09/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CONROE, TX
IA
08/18/2011 - 12/09/2015 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) ADDISON, TX
B
08/18/2011 - 12/09/2015 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ADDISON, TX
IA
04/14/2010 - 08/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CONROE, TX
B
04/14/2010 - 08/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CONROE, TX
IA
12/11/2009 - 04/09/2010 ON INVESTMENT MANAGEMENT CO (CRD#:105662) MONTGOMERY, TX
B
09/08/2009 - 04/09/2010 THE O.N. EQUITY SALES COMPANY (CRD#:2936) MONTGOMERY, TX
IA
08/08/2008 - 08/17/2009 WFG ADVISORS, LP (CRD#:125073) THE WOODLANDS, TX
B
08/05/2008 - 08/17/2009 WFG INVESTMENTS, INC. (CRD#:22704) MONTGOMERY, TX
IA
01/07/2005 - 07/22/2008 WFG ADVISORS, LP (CRD#:125073) BRADENTON, FL
B
01/03/2005 - 07/22/2008 WFG INVESTMENTS, INC. (CRD#:22704) DALLAS, TX
IA
09/11/2003 - 12/31/2004 PRO-INTEGRITY SECURITIES, INC. (CRD#:44707) SARASOTA, FL
B
09/05/2002 - 12/31/2004 PRO-INTEGRITY SECURITIES, INC. (CRD#:44707) LONGVIEW, TX
IA
07/12/2000 - 09/30/2002 UBS PAINEWEBBER INC. (CRD#:8174) SARASOTA, FL
B
07/12/2000 - 09/30/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
02/12/1999 - 07/12/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
11/26/1997 - 01/26/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.