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ERIC JOHN LANNING
CRD#: 2961712
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE ERDMAN PL STE 200
MADISON, WI 53717
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2007 (9 years)IAMORGAN STANLEY (CRD# 7556)2007 - 2007 (<1 year)
Disclosure(s)
View By:
8/23/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/15/2013

B
Michigan 12/21/2023

B
Arkansas 3/15/2013

B
Minnesota 3/15/2013

B
California 8/23/2019

B
New Mexico 11/4/2019

B
Colorado 12/13/2017

B
New York 3/15/2013

B
Florida 3/15/2013

B
North Carolina 3/15/2013

B
Georgia 12/13/2017

B
Oklahoma 4/12/2013

B
Illinois 3/15/2013

B
Oregon 9/22/2014

B
Indiana 10/16/2014

B
Texas 3/15/2013

B
Iowa 3/15/2013

IA
Texas 3/15/2013

B
Louisiana 3/15/2013

B
Wisconsin 3/15/2013

B
Maryland 3/15/2013

IA
Wisconsin 3/15/2013

B
Massachusetts 3/15/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE ERDMAN PL STE 200, MADISON, WI 53717
MADISON, WI
Registered with this firm since 3/15/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE ERDMAN PL STE 200, MADISON, WI 53717
MADISON, WI
Registered with this firm since 3/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/05/2013 MORGAN STANLEY (CRD#:149777) MADISON, WI
B
06/01/2009 - 04/05/2013 MORGAN STANLEY (CRD#:149777) MADISON, WI
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MADISON, WI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MADISON, WI
IA
01/22/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MADISON, WI
B
11/21/1997 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MADISON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.