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Detailed Report
CHRISTOPHER M HOLWAY
CHRIS HOLWAY, CHRIS MICHAEL HOLWAY, CHRISTOPHER MICHAEL HOLWAY
CRD#: 2961697
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 Tampa, FL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1998 - 2004 (5 years)IAH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2003 - 2004 (<1 year)
Disclosure(s)
View By:
1/30/2009
Customer Dispute
Denied
1/28/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 1/2/2024
B
North Carolina 9/22/2015
B
Connecticut 6/13/2022
B
Ohio 4/23/2024
B
Florida 9/22/2015
B
Oklahoma 6/26/2023
IA
Florida 9/28/2015
B
Oregon 7/12/2024
B
Georgia 9/13/2016
B
Pennsylvania 2/21/2023
B
Maryland 1/4/2024
B
Rhode Island 3/22/2024
B
Massachusetts 10/9/2020
B
Tennessee 1/6/2025
B
New Jersey 9/22/2015
B
Texas 2/12/2020
B
New York 1/3/2017
IA
Texas 2/12/2020
IA
New York 10/13/2022
B
Washington 4/22/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
Tampa, FL
Registered with this firm since 9/28/2015
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
Tampa, FL
Registered with this firm since 9/22/2015
Previous Registration(s)
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IA
 05/30/2013 - 09/18/2015 IPI WEALTH MANAGEMENT, INC. (CRD#:111872) BELLEAIR BLUFFS, FL
B
 06/05/2013 - 09/18/2015 INVESTMENT PLANNERS, INC. (CRD#:18557) BELLEAIR BLUFFS, FL
IA
 11/17/2009 - 09/26/2013 BELLEAIR ASSET MANAGEMENT, INC (CRD#:138961) BELLEAIR BLUFFS, FL
B
 10/16/2009 - 09/26/2013 DOWNSTATE SECURITIES GROUP, INC. (CRD#:8686) BELLEAIR BLUFFS, FL
IA
 06/01/2009 - 11/13/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) TAMPA, FL
B
 06/01/2009 - 11/13/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) TAMPA, FL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
IA
 07/23/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TAMPA, FL
B
 07/16/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TAMPA, FL
IA
 11/10/2003 - 07/27/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) TAMPA, FL
B
 10/21/1998 - 07/27/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.