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ROGER P WELSHANS
CRD#: 2960921
IA
B
CORECAP ADVISORSCRD#: 158819 6125 Marias Street
Missoula, MT 59803
Missoula, MT 59803
CORECAP INVESTMENTS, LLCCRD#: 37068 24359 Northwestern Highway
Suite 225
Southfield, MI 48075
Suite 225
Southfield, MI 48075
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 1/13/2021
B
Nevada 4/14/2021
IA
Alabama 7/20/2021
IA
Nevada 4/23/2021
B
Arizona 6/20/2016
B
Oregon 4/5/2018
IA
Arizona 7/11/2016
IA
Oregon 6/6/2018
B
California 6/20/2016
IA
Pennsylvania 6/22/2016
IA
California 6/20/2016
B
Pennsylvania 7/19/2021
B
Florida 6/20/2016
B
Texas 6/20/2016
IA
Florida 8/27/2021
IA
Texas 6/20/2016
B
Michigan 6/20/2016
B
Utah 11/8/2016
IA
Michigan 6/22/2016
B
Washington 8/14/2018
IA
Minnesota 6/27/2016
IA
Washington 8/17/2018
B
Minnesota 7/12/2016
IA
Wisconsin 4/9/2018
B
Montana 6/20/2016
B
Wisconsin 4/19/2018
IA
Montana 6/21/2016
SRO Registrations
B
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IA
Registered with this firm since 6/20/2016
B
Registered with this firm since 6/20/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/30/2008 - 06/29/2016 | MISSOULA, MT | |
B | 10/29/2008 - 06/29/2016 | MISSOULA, MT | |
IA | 07/26/2005 - 11/12/2008 | MISSOULA, MT | |
B | 04/28/2005 - 11/12/2008 | MISSOULA, MT | |
B | 12/15/1997 - 05/12/2005 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.