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RICHARD SCOTT FIGUEROA
RICHARD S FIGUEROA, RICK FIGUEROA
CRD#: 2960549
IA
Investment Adviser
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Previous Broker
PATRON PARTNERS, LLCCRD#: 310629 11700 KATY FREEWAY
SUITE 100
HOUSTON, TX 77079
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2020 (11 years)IAPATRON PARTNERS, LLC (CRD# 310629)2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2009 (11 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2009 (11 years)
License(s)

State Registrations

IA
Texas 10/2/2020

Current Registration(s)
IA
PATRON PARTNERS, LLC (CRD#:310629)
11700 KATY FREEWAY SUITE 100, HOUSTON, TX 77079
Registered with this firm since 10/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
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01/06/2009 - 10/13/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
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01/06/2009 - 10/13/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
01/02/1998 - 01/09/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
12/10/1997 - 01/09/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
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