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JOHN RAYMOND BELL
JOHN R BELL, RAYMOND JOHN BELL, SEAN R BELL, SEAN RAYMOND BELL, SEAN BELL…
CRD#: 2960252
IA
B
MORGAN STANLEYCRD#: 149777 300 ESPLANADE DRIVE
10TH FLOOR
OXNARD, CA 93036
10TH FLOOR
OXNARD, CA 93036
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 3/25/2020
B
Montana 6/22/2022
B
Alaska 6/1/2009
B
Nevada 6/5/2015
B
Arizona 6/1/2009
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 9/7/2022
IA
California 6/1/2009
B
Ohio 6/1/2009
B
Colorado 5/11/2010
B
Oregon 9/13/2013
B
Connecticut 1/22/2025
B
Tennessee 6/1/2009
B
Georgia 7/7/2014
B
Texas 5/3/2012
B
Idaho 6/1/2009
IA
Texas 3/11/2020
B
Illinois 6/1/2009
B
Utah 10/7/2021
B
Indiana 9/28/2018
B
Washington 7/9/2015
B
Maryland 8/17/2015
B
Wisconsin 3/8/2024
B
Missouri 6/1/2009
B
Wyoming 5/12/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2007 - 06/01/2009 | NEW YORK, NY | |
B | 08/31/2007 - 06/01/2009 | NEW YORK, NY | |
IA | 12/13/2002 - 09/10/2007 | OXNARD, CA | |
B | 12/13/2002 - 09/10/2007 | OXNARD, CA | |
B | 04/02/1999 - 12/19/2002 | NEW YORK, NY | |
B | 11/24/1997 - 12/22/1998 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.