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Detailed Report
Kingston Julio Wong
CRD#: 2960249
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 2 PERIMETER PARK SOUTH
SUITE 500 WEST
BIRMINGHAM, AL 35243
STONEX SECURITIES INC.CRD#: 18456 Rancho Palos Verdes, CA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2001 (1 year)2 FIRMS2003 - 2007 (4 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2007 - 2009 (2 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2001 - 2002 (1 year)BATLAS SECURITIES, INC. (CRD# 20991)2001 - 2001 (<1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1998 - 1999 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1997 - 1998 (<1 year)
License(s)

State Registrations

B
California 12/6/2019
IA
California 12/6/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
2 PERIMETER PARK SOUTH SUITE 500 WEST, BIRMINGHAM, AL 35243
Registered with this firm since 12/6/2019
B
STONEX SECURITIES INC. (CRD#:18456)
Rancho Palos Verdes, CA
Registered with this firm since 12/6/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/30/2018 - 12/06/2019 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) Rancho Palos Verdes, CA
B
 10/29/2018 - 12/06/2019 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
IA
 01/05/2016 - 10/31/2018 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) PALOS VERDES, CA
B
 01/05/2016 - 10/31/2018 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
IA
 09/18/2013 - 11/09/2015 SPC (CRD#:110692) IRVINE, CA
B
 09/18/2013 - 11/09/2015 PARKLAND SECURITIES, LLC (CRD#:115368) IRVINE, CA
IA
 10/01/2012 - 08/09/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) GARDENA, CA
B
 10/01/2012 - 08/09/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) GARDENA, CA
IA
 01/07/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GARDENA, CA
B
 01/06/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GARDENA, CA
B
 02/23/2007 - 02/27/2009 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) SIMI VALLEY, CA
IA
 01/09/2003 - 01/17/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 01/09/2003 - 01/17/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 10/01/2001 - 12/13/2002 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) WESTLAKE VILLAGE, CA
B
 01/17/2001 - 08/24/2001 ATLAS SECURITIES, INC. (CRD#:20991) SAN LEANDRO, CA
B
 02/10/1999 - 01/26/2001 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 02/10/1999 - 01/26/2001 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 09/08/1998 - 01/18/1999 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
 11/14/1997 - 06/10/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.