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Detailed Report
SCOTT ALAN WHISENANT
SCOTT WHISENANT
CRD#: 2960023
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 2205 4th Street
Tuscaloosa, AL 35401
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2003 (1 year)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)1998 - 2002 (4 years)
License(s)

State Registrations

B
Alabama 10/7/2009
B
Indiana 1/13/2025
IA
Alabama 10/7/2009
B
Mississippi 10/7/2009
B
Florida 7/7/2021
B
North Carolina 1/26/2017
B
Georgia 5/25/2011
B
Tennessee 10/28/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
2205 4th Street, Tuscaloosa, AL 35401
Registered with this firm since 10/7/2009
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
2205 4th Street, Tuscaloosa, AL 35401
Registered with this firm since 10/7/2009
Previous Registration(s)
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IA
 07/27/2004 - 10/01/2009 1ST GLOBAL ADVISORS INC (CRD#:111133) TUSCALOOSA, AL
B
 01/09/2004 - 10/01/2009 1ST GLOBAL CAPITAL CORP. (CRD#:30349) TUSCALOOSA, AL
B
 10/01/2002 - 12/31/2003 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
 01/12/1998 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.