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Joel Paul Erikson
CRD#: 2959020
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 600 S HIGHWAY 169
SUITE 1000
ST. LOUIS PARK, MN 55426-0134
SUITE 1000
ST. LOUIS PARK, MN 55426-0134
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10/9/2023
Financial
Final
4/15/2020
Financial
Final
4/15/2018
Financial
Final
2/22/2017
Financial
Final
State Registrations
B
Arizona 11/14/2024
B
New York 11/14/2024
B
California 11/14/2024
B
North Carolina 11/14/2024
B
Colorado 11/14/2024
B
Ohio 11/14/2024
B
Iowa 11/14/2024
B
Texas 11/14/2024
B
Minnesota 11/14/2024
IA
Texas 11/14/2024
IA
Minnesota 11/14/2024
B
Wisconsin 11/14/2024
B
New Mexico 12/22/2024
SRO Registrations
B
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IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/17/2019 - 11/14/2024 | ST. LOUIS PARK, MN | |
B | 07/17/2019 - 11/14/2024 | ST. LOUIS PARK, MN | |
IA | 05/04/2018 - 06/28/2019 | SAINT PAUL, MN | |
B | 05/02/2018 - 06/28/2019 | SAINT PAUL, MN | |
IA | 01/09/2014 - 02/06/2018 | MINNEAPOLIS, MN | |
B | 11/14/2005 - 02/06/2018 | MINNEAPOLIS, MN | |
B | 03/21/2001 - 11/22/2005 | MINNEAPOLIS, MN | |
B | 11/14/1997 - 02/22/2001 | MINNEAPOLIS, MN | |
B | 11/14/1997 - 02/22/2001 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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