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JEREMY DAVID BARDIN
CRD#: 2958581
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Investment Adviser
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Previous Broker
ELEVATE CAPITAL MANAGEMENT, L.L.C.CRD#: 301992 One Embarcadero Center
Suite 400
San Francisco, CA 94111
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (8 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2015 - 2016 (1 year)IAELEVATE CAPITAL MANAGEMENT, L.L.C. (CRD# 301992)2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1997 - 2000 (2 years)IAELEVATE WEALTH MANAGEMENT, L.L.C. (CRD# 287511)2018 - 2019 (1 year)
Disclosure(s)
View By:
4/6/2011
Customer Dispute
Settled
License(s)

State Registrations

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California 6/18/2019

Current Registration(s)
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ELEVATE CAPITAL MANAGEMENT, L.L.C. (CRD#:301992)
One Embarcadero Center Suite 400, San Francisco, CA 94111
Registered with this firm since 6/18/2019

Previous Registration(s)
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06/11/2018 - 07/26/2019 ELEVATE WEALTH MANAGEMENT, L.L.C. (CRD#:287511) SAN FRANCISCO, CA
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02/25/2015 - 08/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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02/03/2015 - 08/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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08/28/2009 - 11/18/2011 OPPENHEIMER & CO. INC. (CRD#:249) SAN FRANCISCO, CA
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08/28/2009 - 11/18/2011 OPPENHEIMER & CO. INC. (CRD#:249) SAN FRANCISCO, CA
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09/01/2000 - 07/07/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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09/01/2000 - 07/07/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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11/25/1997 - 03/09/2000 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.