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Detailed Report
AMY R WILDMAN
AMY R ALDEN, AMY RENEE ALDEN, AMY A MCCUAN
CRD#: 2957899
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3050 ROADRUNNER PARKWAY
SUITE B
LAS CRUCES, NM 88011
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)
License(s)

State Registrations

B
Alabama 1/13/2015
B
Montana 5/22/2015
B
Alaska 1/2/2014
B
Nebraska 2/8/2019
B
Arizona 1/2/2014
B
Nevada 1/13/2015
B
Arkansas 10/30/2018
B
New Hampshire 5/30/2019
B
California 1/2/2014
B
New Jersey 1/13/2015
B
Colorado 1/2/2014
B
New Mexico 5/10/2012
B
Connecticut 5/1/2015
IA
New Mexico 5/14/2012
B
District of Columbia 12/13/2016
B
New York 1/13/2015
B
Florida 1/13/2015
B
North Carolina 1/15/2015
B
Georgia 1/13/2015
B
Ohio 11/25/2014
B
Hawaii 12/13/2016
B
Oklahoma 1/13/2015
B
Idaho 1/13/2015
B
Oregon 12/13/2016
B
Illinois 1/13/2015
B
Pennsylvania 1/13/2015
B
Indiana 1/13/2015
B
South Carolina 1/13/2015
B
Iowa 12/13/2016
B
South Dakota 12/13/2016
B
Kansas 5/1/2015
B
Tennessee 1/13/2015
B
Kentucky 1/13/2015
B
Texas 6/1/2009
B
Louisiana 9/26/2019
IA
Texas 6/1/2009
B
Maryland 1/13/2015
B
Utah 1/13/2015
B
Massachusetts 1/13/2015
B
Virginia 1/13/2015
B
Michigan 1/2/2014
B
Washington 1/2/2014
B
Minnesota 1/7/2014
B
West Virginia 1/13/2015
B
Mississippi 12/13/2016
B
Wisconsin 1/13/2015
B
Missouri 1/13/2015
B
Wyoming 6/12/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3050 ROADRUNNER PARKWAY SUITE B, LAS CRUCES, NM 88011
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
3050 ROADRUNNER PARKWAY SUITE B, LAS CRUCES, NM 88011
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/18/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) EL PASO, TX
B
 11/05/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) EL PASO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.