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Detailed Report
Jeffery Taylor
Jeff Taylor
CRD#: 2957527
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Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 800 N Brand Blvd
Glendale, CA 91203
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2019 (12 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2006 (1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2001 - 2005 (3 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2019 (11 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2008 (1 year)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2004 - 2005 (<1 year)
Disclosure(s)
View By:
1/6/2005
Customer Dispute
Settled
License(s)

State Registrations

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California 4/11/2023
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California 4/12/2023

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
800 N Brand Blvd, Glendale, CA 91203
633 W Fifth St, Los Angeles, CA 90071
Registered with this firm since 4/12/2023
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
800 N Brand Blvd, Glendale, CA 91203
633 W Fifth St, Los Angeles, CA 90071
Registered with this firm since 4/11/2023
Previous Registration(s)
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 03/01/2019 - 03/06/2023 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DANVILLE, CA
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 03/01/2019 - 03/06/2023 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
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 03/06/2008 - 03/01/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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 11/09/2006 - 03/01/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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 11/14/2006 - 03/05/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SAN FRANCISCO, CA
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 03/09/2005 - 11/02/2006 NATCITY INVESTMENTS, INC. (CRD#:17490) MENTOR, OH
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 11/22/2004 - 03/15/2005 FIFTH THIRD SECURITIES, INC. (CRD#:628) CLEVELAND, OH
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 09/14/2001 - 03/15/2005 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.