• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAY MICHAEL SMALL
CRD#: 2957470
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2 SHAKER RD
Suite D218
SHIRLEY, MA 01464
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (1 year)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)1998 - 2018 (20 years)IA1ST GLOBAL ADVISORS INC (CRD# 111133)2007 - 2018 (11 years)
License(s)

State Registrations

B
Connecticut 1/19/2024

B
Massachusetts 3/4/2024

IA
Connecticut 1/19/2024

IA
Massachusetts 3/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2 SHAKER RD Suite D218, SHIRLEY, MA 01464
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
2 SHAKER RD Suite D218, SHIRLEY, MA 01464
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/06/2018 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) SHIRLEY, MA
B
11/06/2018 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) SHIRLEY, MA
IA
01/29/2007 - 11/08/2018 1ST GLOBAL ADVISORS INC (CRD#:111133) BOZRAH, CT
B
01/30/1998 - 11/08/2018 1ST GLOBAL CAPITAL CORP. (CRD#:30349) BOZRAH, CT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.