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WILLIAM DONALD RADTKE
BILL RADTKE
CRD#: 2957380
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA ST
34TH, 36TH & 46TH FLOORS
SAN FRANCISCO, CA 94104
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (22 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2000 (1 year)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)1997 - 1998 (<1 year)
Disclosure(s)
View By:
3/4/1998
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/12/2003

B
Nebraska 1/14/2009

B
Alaska 3/4/2003

B
Nevada 3/3/2003

B
Arizona 3/18/2003

IA
Nevada 8/18/2020

B
Arkansas 1/7/2009

B
New Hampshire 2/25/2003

B
California 1/2/2003

B
New Jersey 1/3/2003

IA
California 1/2/2003

B
New Mexico 1/7/2009

B
Colorado 2/27/2003

B
New York 3/8/2003

B
Connecticut 2/25/2003

B
North Carolina 2/25/2003

B
Delaware 1/9/2009

B
North Dakota 1/7/2009

B
District of Columbia 1/29/2009

B
Ohio 2/25/2003

B
Florida 2/27/2003

B
Oklahoma 2/25/2003

B
Georgia 2/26/2003

B
Oregon 2/25/2003

B
Hawaii 1/7/2009

B
Pennsylvania 2/26/2003

B
Idaho 1/8/2009

B
Puerto Rico 2/26/2003

B
Illinois 2/26/2003

B
Rhode Island 2/27/2003

B
Indiana 2/25/2003

B
South Carolina 1/20/2009

B
Iowa 1/8/2009

B
South Dakota 3/4/2003

B
Kansas 1/8/2009

B
Tennessee 2/26/2003

B
Kentucky 1/5/2009

B
Texas 2/27/2003

B
Louisiana 1/20/2009

IA
Texas 9/2/2003

B
Maine 1/8/2009

B
Utah 2/28/2003

B
Maryland 2/25/2003

B
Vermont 1/14/2009

B
Massachusetts 3/4/2003

B
Virgin Islands 1/13/2009

B
Michigan 1/12/2009

B
Virginia 2/26/2003

B
Minnesota 2/27/2003

B
Washington 2/25/2003

B
Mississippi 1/7/2009

B
West Virginia 1/8/2009

B
Missouri 2/27/2003

B
Wisconsin 1/8/2009

B
Montana 2/26/2003

B
Wyoming 1/7/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
1255 Treat Blvd Suite 1000, WALNUT CREEK, CA 94597
Registered with this firm since 1/2/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
1255 Treat Blvd Suite 1000, WALNUT CREEK, CA 94597
Registered with this firm since 1/2/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/27/1998 - 01/10/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
10/29/1997 - 01/05/1998 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.