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Detailed Report
Kevin Mahoney
Kevin James Mahoney
CRD#: 2956854
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 902 E 2nd St Suite 201
Winona, MN 55987-6354
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2007 - 2008 (1 year)BFINTEGRA, LLC (CRD# 16741)2001 - 2007 (5 years)BFOCUSED INVESTMENTS L.L.C. (CRD# 37532)1997 - 2001 (3 years)IAFINANCIAL & INVESTMENT MANAGEM... (CRD# 109811)2007 - 2011 (4 years)
License(s)

State Registrations

B
Arizona 8/4/2021
B
Nebraska 10/4/2018
B
California 8/21/2017
B
New York 12/21/2017
B
Florida 2/18/2025
B
South Carolina 1/30/2025
B
Illinois 12/21/2017
B
Tennessee 8/14/2020
B
Iowa 8/21/2017
B
Texas 9/14/2023
B
Minnesota 6/12/2017
IA
Texas 9/19/2023
IA
Minnesota 8/18/2017
B
Wisconsin 8/21/2017
B
Montana 2/12/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
902 E 2nd St Suite 201, Winona, MN 55987-6354
Registered with this firm since 8/18/2017
B
EDWARD JONES (CRD#:250)
902 E 2nd St Suite 201, Winona, MN 55987-6354
Registered with this firm since 5/23/2017
Previous Registration(s)
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IA
 07/18/2007 - 09/30/2011 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (CRD#:109811) ONALASKA, WI
B
 07/31/2007 - 12/19/2008 ALPS DISTRIBUTORS, INC. (CRD#:16853) DENVER, CO
B
 08/28/2001 - 07/17/2007 FINTEGRA, LLC (CRD#:16741) WINONA, MN
B
 10/16/1997 - 08/28/2001 FOCUSED INVESTMENTS L.L.C. (CRD#:37532) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.