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Joseph Cummings Levi
JOE LEVI, JOSEPH CUMMINGS LEVI, Joseph Levi
CRD#: 2955068
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 401 COMMERCE ST
FL 4
NASHVILLE, TN 37902
FL 4
NASHVILLE, TN 37902
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 401 COMMERCE ST
FL 4
NASHVILLE, TN 37902
FL 4
NASHVILLE, TN 37902
0
Disclosures
24
Years of Experience
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State Registrations
B
Tennessee 10/23/2020
IA
Tennessee 10/30/2020
SRO Registrations
B
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IA
Registered with this firm since 10/30/2020
B
Registered with this firm since 10/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/15/2018 - 10/12/2020 | NASHVILLE, TN | |
IA | 08/08/2016 - 05/01/2018 | NASHVILLE, TN | |
B | 08/08/2016 - 05/01/2018 | NASHVILLE, TN | |
IA | 11/15/2004 - 08/12/2016 | NASHVILLE, TN | |
B | 11/15/2004 - 08/12/2016 | NASHVILLE, TN | |
IA | 01/23/2004 - 09/28/2004 | NASHVILLE, TN | |
B | 07/14/2003 - 09/28/2004 | NASHVILLE, TN | |
IA | 07/15/2003 - 01/13/2004 | NASHVILLE, TN | |
B | 05/18/2000 - 01/02/2001 | BIRMINGHAM, AL | |
B | 02/14/2000 - 04/06/2000 | BIRMINGHAM, AL | |
B | 11/25/1997 - 02/14/2000 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.