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Detailed Report
MICHAEL JAMES MCMAHON
CRD#: 2954797
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4611 MAHONING AVE NW
WARREN, OH 44483
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2019 (13 years)2 FIRMS2019 - Present (5 years)BCAP PRO BROKERAGE SERVICES, INC. (CRD# 103953)2004 - 2005 (<1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2004 (4 years)BAAG SECURITIES, INC. (CRD# 36451)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 7/29/2020
B
Ohio 6/17/2019
B
California 6/14/2019
IA
Ohio 6/17/2019
B
Florida 6/14/2019
B
Pennsylvania 6/14/2019
B
Georgia 10/20/2020
B
Rhode Island 9/29/2021
B
Illinois 5/3/2024
B
South Carolina 11/20/2020
B
Indiana 5/3/2024
B
Tennessee 11/11/2024
B
New Hampshire 5/3/2024
B
Virginia 11/4/2021
B
North Carolina 5/6/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4611 MAHONING AVE NW, WARREN, OH 44483
Registered with this firm since 6/17/2019
B
LPL FINANCIAL LLC (CRD#:6413)
4611 MAHONING AVE NW, WARREN, OH 44483
Registered with this firm since 6/14/2019
Previous Registration(s)
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IA
 05/17/2006 - 05/06/2019 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WARREN, OH
B
 05/16/2006 - 05/06/2019 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WARREN, OH
IA
 03/15/2005 - 05/11/2006 HBK SORCE ADVISORY LLC (CRD#:112139) BOARDMAN, OH
B
 09/30/2005 - 05/09/2006 SECURITIES AMERICA, INC. (CRD#:10205) BOARDMAN, OH
B
 11/24/2004 - 10/05/2005 CAP PRO BROKERAGE SERVICES, INC. (CRD#:103953) COLUMBUS, OH
B
 04/17/2000 - 11/18/2004 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 07/22/1999 - 05/10/2000 AAG SECURITIES, INC. (CRD#:36451) CINCINNATI, OH
B
 03/26/1998 - 07/15/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 03/26/1998 - 07/15/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.