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JOHN THOMAS BOWERS
CRD#: 2954486
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - Present (2 years)BGOLD COAST SECURITIES, INC. (CRD# 110925)2002 - 2018 (16 years)BTOLARUS CAPITAL ADVISORS, LLC (CRD# 149412)2013 - 2013 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2001 - 2001 (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)1999 - 2001 (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1997 - 1999 (2 years)IAGOLD COAST SECURITIES, INC. (CRD# 110925)2003 - 2018 (15 years)
License(s)

State Registrations

B
Alabama 12/6/2023

B
Montana 5/5/2023

B
Arizona 1/30/2023

B
Nevada 1/30/2023

B
Arkansas 1/30/2023

B
New York 1/30/2023

B
California 1/30/2023

B
North Dakota 1/30/2023

IA
California 1/31/2023

B
Ohio 1/30/2023

B
Colorado 1/30/2023

B
Oklahoma 11/8/2024

B
Florida 1/30/2023

B
Oregon 1/30/2023

B
Georgia 1/30/2023

B
Tennessee 1/30/2023

B
Hawaii 2/7/2023

B
Texas 1/30/2023

B
Idaho 1/30/2023

IA
Texas 1/30/2023

B
Illinois 1/30/2023

B
Utah 1/30/2023

B
Kentucky 1/30/2023

B
Vermont 1/30/2023

B
Maryland 11/10/2023

B
Virginia 1/30/2023

B
Massachusetts 1/30/2023

B
Washington 1/30/2023

B
Minnesota 1/30/2023

B
Wisconsin 1/30/2023

B
Missouri 1/30/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Westlake Village, CA
Registered with this firm since 1/30/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Westlake Village, CA
Registered with this firm since 1/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/20/2018 - 02/09/2023 LPL FINANCIAL LLC (CRD#:6413) THOUSAND OAKS, CA
B
06/15/2018 - 02/09/2023 LPL FINANCIAL LLC (CRD#:6413) THOUSAND OAKS, CA
IA
04/21/2003 - 06/15/2018 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
B
01/03/2002 - 06/15/2018 GOLD COAST SECURITIES, INC. (CRD#:110925) THOUSAND OAKS, CA
B
11/25/2013 - 12/20/2013 TOLARUS CAPITAL ADVISORS, LLC (CRD#:149412) AUSTIN, TX
B
07/10/2001 - 11/15/2001 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
11/19/1999 - 07/09/2001 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
10/07/1997 - 11/29/1999 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.