• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT MARK SMITH
ROBERT SMITH
CRD#: 2953960
IA
Investment Adviser
MARK SMITH FINANCIAL SERVICES, INC.CRD#: 131890 925 Broadbeck Drive
Suite 230
Thousand Oaks, CA 91320
Registration History
20162017201820192020202120222023202420252026IAMARK SMITH FINANCIAL SERVICES,... (CRD# 131890)2016 - Present (8 years)
License(s)

State Registrations

IA
California 7/14/2016

Current Registration(s)
IA
MARK SMITH FINANCIAL SERVICES, INC. (CRD#:131890)
925 Broadbeck Drive Suite 230, Thousand Oaks, CA 91320
Registered with this firm since 7/14/2016

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.