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Al Shahinpouri
AL SHAHINPOURI, Afshin Shahinpouri
CRD#: 2953850
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 7126 W NORTH AVE
CHICAGO, IL 60707
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BFSC SECURITIES CORPORATION (CRD# 7461)2009 - 2014 (4 years)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2007 - 2009 (2 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)2002 - 2006 (4 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2001 - 2002 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2001 (4 years)IAAMERITAS INVESTMENT CORP (CRD# 14869)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 4/30/2018

B
Nebraska 4/30/2018

B
Alaska 4/30/2018

B
Nevada 4/30/2018

B
Arizona 4/30/2018

B
New Hampshire 4/30/2018

B
Arkansas 4/30/2018

B
New Jersey 4/30/2018

B
California 4/30/2018

B
New Mexico 4/30/2018

B
Colorado 4/30/2018

B
New York 4/30/2018

B
Connecticut 4/30/2018

B
North Carolina 5/1/2018

B
Delaware 4/30/2018

B
North Dakota 4/30/2018

B
District of Columbia 4/30/2018

B
Ohio 5/1/2018

B
Florida 4/30/2018

B
Oklahoma 4/30/2018

B
Georgia 4/30/2018

B
Oregon 4/30/2018

B
Hawaii 4/30/2018

B
Pennsylvania 4/30/2018

B
Idaho 4/30/2018

B
Puerto Rico 4/30/2018

B
Illinois 4/27/2018

B
Rhode Island 4/30/2018

IA
Illinois 4/27/2018

B
South Carolina 4/30/2018

B
Indiana 4/30/2018

B
South Dakota 4/30/2018

B
Iowa 4/30/2018

B
Tennessee 4/30/2018

B
Kansas 4/30/2018

B
Texas 4/30/2018

B
Kentucky 4/30/2018

IA
Texas 5/2/2018

B
Louisiana 4/30/2018

B
Utah 4/30/2018

B
Maine 4/30/2018

B
Vermont 4/30/2018

B
Maryland 4/30/2018

B
Virgin Islands 4/30/2018

B
Massachusetts 4/30/2018

B
Virginia 4/30/2018

B
Michigan 4/30/2018

B
Washington 4/30/2018

B
Minnesota 4/30/2018

B
West Virginia 4/30/2018

B
Mississippi 4/30/2018

B
Wisconsin 4/30/2018

B
Missouri 4/30/2018

B
Wyoming 4/30/2018

B
Montana 4/30/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7126 W NORTH AVE, CHICAGO, IL 60707
Registered with this firm since 4/27/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7126 W NORTH AVE, CHICAGO, IL 60707
Registered with this firm since 4/27/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2016 - 04/19/2018 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
B
07/21/2016 - 04/19/2018 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
IA
05/13/2014 - 07/18/2016 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) NAPERVILLE, IL
B
03/14/2014 - 07/18/2016 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) NAPERVILLE, IL
B
08/27/2009 - 03/18/2014 FSC SECURITIES CORPORATION (CRD#:7461) OAK BROOK, IL
B
01/03/2007 - 08/26/2009 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) VILLA PARK, IL
B
06/12/2002 - 12/31/2006 AMERITAS INVESTMENT CORP. (CRD#:14869) ITASCA, IL
IA
08/11/2003 - 12/31/2004 AMERITAS INVESTMENT CORP (CRD#:14869) ITASCA, IL
B
12/17/2001 - 04/12/2002 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
11/21/1997 - 12/10/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.